The Access Initiative

Mandatory disclosure can make natural resources work for the people

Will African communities ever become the beneficiaries and owners of their mineral resources, asks Tholakele Nene

The question set the tone of the 2018 Alternative Mining Indaba, held in Cape Town in February, under the theme “Making Natural Resources Work for the People: Towards Just Legal, Policy and Institutional Reforms”.

The more I listened to regional stories from activists in our neighbouring countries talking about how decades of mining policy development still leaves Africa’s people sidelined when it comes to benefit sharing and access to information, the more I realised the importance of fighting for mandatory disclosure.

Dr Ayoa Graham, executive director of the Third World Network in Ghana, spoke about how extractive laws in Africa are “defective” when it comes to implementation, monitoring and evaluation. There is an absence of cost-benefit analysis, he said, and no research about what minerals we have, what they are worth and how Africa can benefit from its own resources.

Graham emphasised the importance for communities of understanding how the revenue generated from the mining of minerals is used, and where it is being used.

“In the absence of cost-benefit analysis, communities are left to deal with mining companies for compensation. We should be moving to a regime where the state should take responsibility for the compensation of people and treat them as part-owners of the resources”, he said.

Lack of transparency

In the South African context #MineAlert has documented complaints from mining-affected communities that the implementation, monitoring and evaluation of various mining laws by the Department of Mineral Resources is near absent.

We have interviewed communities in coal-rich Mpumalanga to find out whether Social and Labour Plans (SLP) have facilitated benefit sharing and found there are still community members who had no idea of what an SLP is, let alone where to get a copy that they can use to hold a mine to book on promises made and not delivered during public consultation processes.

The argument is that, if mining companies are not voluntarily sharing crucial documents such as financial reports and SLPs with the general public, they not only take away the public’s right to access information that could assist communities make informed decisions and benefit from profits made from Africa’s minerals, they also reduce the chances of being held to account by limiting transparency. This makes it easier for mining companies to dig up the minerals and take the lion’s share of the profit, leaving the breadcrumbs for communities to wrangle over.

Mandatory disclosure

“In South Africa the current transparency regime regulating the private sector, including the extractives industry, is focused largely on enhancing information disclosure to shareholders or investors, rather than more broadly to all stakeholders which will include the public and local communities,” found a research report on the legislative and regulatory regime, published by the Open Society Foundation-South Africa (OSF-SA).

The research investigated the limitations and prospects of various institutions that oversee the extractives industry, including their powers to enforce compliance. It also analysed 30 laws, including the Promotion of Access to Information Act and the Mineral (PAIA) and Petroleum Resources Development Act (MPRDA), which are often seen as the cornerstone of transparency and justice in the extractives industry.

“There were very limited disclosure rules relating to ownership, operational and financial information,” the report concludes.

The MPRDA, for instance, provides that the holder of a mining right or mining permit must, at the registered office or place of business of such holder, keep proper records of mining activities and proper financial records in connection with these activities. Furthermore, the holder needs to submit records such as progress reports to the regional manager.

Section 30 of the Act says that this information may be shared with any persons as part of exercising the right to information. However, the Act prohibits disclosure where the information has been supplied in confidence.

The difficulty of accessing crucial information on extractives was highlighted by Publish What You Pay South Africa in a case study on Sedibeng Iron Ore. The organisation is working on a mandatory disclosure campaign that would see stronger legislation promoting public disclosure of mining documents such as financial reports.

International best practice

In 2017 Canada implemented an Extractives Sector Transparency Measures Act that requires all Canadian registered and listed extractives companies to disclose payments to governments in Canada and abroad. This has led to hundreds of companies publicly disclosing reports detailing payments to government by Canadian extractives companies.

Is it not time to look at similar legislation in South Africa?

Tholakele Nene is an Associate of Oxpeckers Investigative Environmental Journalism and manager of the #MineAlert app, which allows users to track and share mining applications and licences across South Africa

4 activistas ambientales son asesinados cada semana. Un nuevo acuerdo regional podría mejorar la situación en América Latina y el Caribe

En un pintoresco pueblo situado en las colinas colombianas, Isabel Zuleta toma la palabra frente a una multitud. La policĂ­a, vestida en uniforme militar, los respalda mientras Zuleta habla sobre el derecho al agua, las preocupaciones de la comunidad sobre nuevos diques en el rĂ­o Cauca, el cual usan para la pesca y otras necesidades, y las inundaciones que ha causado la represa hidroelĂ©ctrica de Hidroituango. Muchos temen que los funcionarios del gobierno estĂ©n ignorando sus preocupaciones y solicitudes de compensaciĂłn.

Aunque esta manifestaciĂłn y las tantas otras que Zuleta ha organizado han sido pacĂ­ficas, su trabajo no es sin conflicto. Como lĂ­der de Movimiento RĂ­os Vivos, un grupo dedicado a proteger los rĂ­os de Colombia, organiza foros pĂşblicos para que las comunidades puedan expresar sus preocupaciones en relaciĂłn a represas y minas. TambiĂ©n hace lobby con el gobierno para que Ă©ste divulgue informaciĂłn sobre los efectos ambientales de este tipo de proyecto y organiza protestas pacĂ­ficas. Por su trabajo en defensa de las comunidades y el medio ambiente, Zuleta ha recibido numerosas amenazas de muerte. Otros miembros de Movimiento RĂ­os Vivos han sufrido difamaciĂłn, hostigamiento y vigilancia. Hace solo unos años, dos activistas del grupo fueron asesinados.

La violencia contra los defensores del medio ambiente es prevalente no solo en Colombia, que se encuentra entre los tres paĂ­ses con mayor nĂşmero de asesinatos de defensores, sino en todo el mundo. En 2017, casi cuatro defensores ambientales fueron asesinados por semana en su empeño por proteger sus tierras, su fauna y sus recursos naturales. AmĂ©rica Latina es la regiĂłn más peligrosa—más del 60 por ciento de asesinatos de defensores en 2016 ocurrieron en sus pueblos remotos o en las profundidades de sus bosques tropicales—mientras que las amenazas contra defensores ambientales están creciendo en el Caribe tambiĂ©n.

Negociaciando un acuerdo jurĂ­dicamente vinculante para mejorar la democracia ambiental y proteger a los defensores

A medida que un creciente nĂşmero de organizaciones luchan para elevar el perfil de los defensores ambientales y demandar que los gobiernos tomen medidas para reducir la violencia en su contra, gobiernos y grupos de la sociedad civil de AmĂ©rica Latina y el Caribe están negociando el Acuerdo Regional sobre Acceso a la InformaciĂłn, ParticipaciĂłn PĂşblica y Acceso a la Justicia en Asuntos Ambientales, tambiĂ©n conocido como LAC P10. Si se adopta como un acuerdo jurĂ­dicamente vinculante, requerirá que los gobiernos establezcan nuevas normas para alcanzar el Principio 10, conocido como el principio de democracia ambiental de la DeclaraciĂłn de RĂ­o sobre el Medio Ambiente y el Desarrollo. Estas normas aumentarĂ­an el acceso de las personas a la informaciĂłn ambiental (como datos de contaminaciĂłn del agua o concesiones mineras), mejorarĂ­an su capacidad para participar en la toma de decisiones ambientales y les ayudarĂ­an a exigir que compañías y otros intereses rindan cuentas por acciones que perjudican a comunidades y el medioambiente.

El LAC P10 tambiĂ©n incluye requisitos que los gobiernos protejan a las personas que buscan participar en los procesos de toma de decisiones sobre infraestructura, reduciendo asĂ­ los riesgos que enfrentan los defensores ambientales. Estas estipulaciones innovadoras incluyen:

  • Garantizar un entorno seguro para las personas y organizaciones que promueven y defienden los derechos humanos en asuntos ambientales, para que estĂ©n libres de amenazas, restricciones e inseguridad;
  • Tomar medidas para reconocer, proteger y promover todos los derechos de los defensores ambientales; e
  • Implementar medidas para prevenir, investigar y sancionar ataques, amenazas o intimidaciones contra defensores ambientales.

Desde que Chile iniciĂł las negociaciones del LAC P10 hace más de seis años, más de 20 paĂ­ses se han sumado al proceso. Del 28 de febrero hasta el 4 de marzo de 2018, estos paĂ­ses se reunirán una vez más en Costa Rica para finalizar los tĂ©rminos y decidir de una vez por todas si el acuerdo será legalmente vinculante.

El actual borrador propone que al menos ocho paĂ­ses deberán ratificar el acuerdo para que Ă©ste entre en vigor. Será fundamental que los gobiernos que previamente indicaron interĂ©s en un acuerdo vinculante firmen el tratado lo antes posible para incentivar a las otras naciones. Organizaciones de la sociedad civil de toda la regiĂłn están solicitando a lĂ­deres regionales, incluyendo Brasil y Argentina, para que apoyen el acuerdo. Si las negociaciones son insuficientes, el LAC P10 no será jurĂ­dicamente vinculante, convirtiĂ©ndose en poco más de una guĂ­a voluntaria que los paĂ­ses podrán implementar—o no.

El acuerdo es especialmente importante en Brasil, Guatemala, México, Honduras, Perú y Colombia, que han sido algunos de los países más peligrosos para los defensores del medio ambiente y la tierra en los últimos años.

Que una persona más muera por proteger el medio ambiente es demasiado. Es hora de que los países den un paso adelante en la defensa de los defensores.

Fighting for Answers, Indonesia’s Poorest Communities Don’t Know What’s in Their Water

This article is the third in a series on WRI’s latest report, Thirsting for Justice: Transparency and Poor People’s Struggle for Clean Water in Indonesia, Mongolia, and Thailand. This post focuses on Indonesia, where industrial runoff is degrading the water fishermen depend on.

Roshadi Jamaludin has fished from his local pond for only three years, but everyone in his village remembers what it was like before the pulp and paper and textile mills started releasing wastewater into the Ciujung River, which fills it. Roshadi, who prefers his nickname, Adi, commented, “Long before the fishpond got affected by pollution, everything was really smooth. There was no disease on the shrimp, crab and milkfish. Their growth was also good.”

For generations, people in Adi’s village of Tengkurak, in Serang, Java, Indonesia, have relied on the Ciujung River as their daily source of water for bathing and cooking. Village fishermen set up enclosed ponds on the bank of the river to raise and sell shrimp and fish. But in the 1990s, after rapid industrialization in the area, community members noticed a significant decline in water quality and suspected that industrial wastewater was to blame. Since then, pond fishermen have noticed drastic decreases in the quality of their catch and in their income. Shrimp populations have declined, with catches falling from 30-50 kilograms to 15-20 kilograms. Adi agrees, “Daily income is not available if there is wastewater. If wastewater goes to the pond, everything is off.”

After years of trying to engage the mills and the Indonesian government through protests, meetings and even the courts, people in Serang are still fighting to restore the Ciujung and protect their livelihoods. Yet even after a 2013 government audit of the main waste contributor found multiple problems with its practices and violations of water pollution laws, the community is still struggling. They want answers about the pollutants contaminating their river and whether the companies are releasing more pollution than allowed under wastewater discharge permits.

“(We received) no notice from government when wastewater came along, came uninvited,” confirms Adi. “Information is desperately needed. When there is wastewater, come discuss in forum. Just to let me know. All is helpful.”

Transparency Laws Ineffective

Adi is not alone. Many communities throughout Indonesia and Asia are struggling to get the information they need to address the impacts from rising industrial pollution and weak enforcement of pollution control laws. As documented in WRI’s new publication, Thirsting for Justice: Transparency and Poor People’s Struggle for Clean Water in Indonesia, Mongolia and Thailand, these Asian governments have strong transparency laws that clearly require the disclosure of environmental information. But inadequate implementation and ineffective disclosure mechanisms are preventing poor, often marginalized community members from getting the local, facility-specific public health information they need.

Indonesia is trying, despite limited budgets and resources. It passed a Right to Know law in 2008 so citizens could request information from the government, implemented a public ratings program showing how industries comply with pollution control laws, and mandated the release of government environmental impact assessments, which set forth standards for private companies and monitoring requirements. It’s developing a public, online environmental database. Despite these efforts, information on local water quality is still not reaching communities like Tengkurak.

Impacts on Participation

Governments in Asia and across the world have recognized access to information as an essential prerequisite for participation and accountability. It can help build public trust in government decisions; ensure proper compliance and enforcement of laws; tailor solutions to local socio-cultural and environmental conditions, and increase a sense of ownership over the process and outcomes. Sharing information clearly with communities can inspire citizen activism and help the government as it works to identify and correct environmental problems.

But without meaningful access to information, local communities are handicapped. For Adi and other communities throughout Indonesia, Mongolia and Thailand, this lack of access is hurting their ability to protect their livelihoods and earn a living. Without the power of knowledge, they can’t hold local government and companies accountable for the impacts of contaminated water, or participate in government decisions about pollution control and enforcement that could help clean up the river.

The report cites numerous examples. In a village in Mongolia, herders fear that mining companies are polluting the Tuul River and making their livestock sick. In Thailand, independent researchers have confirmed that wells in the industrial community of Map Ta Phut are contaminated with mercury and arsenic. But without documentation of water contamination or information about the companies causing the pollution, residents don’t have the facts they need to stop them from violating their permits.

Actions to Improve Transparency

Governments, civil society and international donors have many options to improve responsiveness on water issues. They can release local water pollution information in non-technical formats, like radio broadcasts, pictures and signs that citizens can understand without translation or internet access. They can organize local environmental data and publicly provide accurate, up-to-date information about water use, health risks, and types and amounts of pollutants entering waterways, as well as company-specific data. Civil society organizations and international donors can advocate and invest in initiatives that promote better access to water pollution information.

For now, Adi watches his catches dwindle and his pond degrade. For citizens like him throughout Asia, implementing these recommendations will help ensure he gets the local, facility-specific and public health information he wants. It will ensure he has the power to fight for water justice. 

Left in the Dark on Pollution, Mongolia’s Poorest Communities Must Use Contaminated Water

This article is the second in a series on WRI’s latest report, Thirsting for Justice: Transparency and Poor People’s Struggle for Clean Water in Indonesia, Mongolia, and Thailand. This post focuses on Mongolia, where toxic chemicals from gold mining threaten residents and their herds.

Baasan Tsend, a nomadic herder living in the Mongolian gold mining region of Zaamar, suspects that the water he uses for drinking, bathing and raising his livestock is toxic. Over the past two decades, he’s watched dozens of multi-million-dollar corporations and powerful Mongolian companies pillage his ancestral homeland in search of gold. He’s seen these mines contaminate the groundwater and rivers that have sustained his family’s way of life for generations and consoled neighbors whose animals died after drinking the polluted water.

“We cannot live here,” Tsend says, holding his grandson’s hand. “It is now impossible for any human or animal to drink from that water.”

Like Tsend’s village, poor communities across Mongolia—those that still depend on local water sources—have suffered most from the water pollution that has accompanied the country’s gold rush. Lead, arsenic and other toxic chemicals released during gold extraction processes have leached into Mongolia’s groundwater and flowed untreated into rivers. Exposure to these pollutants can cause severe, long-term health effects, from skin and bladder cancers to irreversible immune system and neurological disorders.

Contaminated water also threatens Mongolian herders’ livelihoods. For many families, livestock are their primary, and often only, source of income. When their animals get sick or die from drinking bad water, herders are left with nothing. They have few financial safety nets and limited economic opportunities.

As the scramble for gold in Tsend’s village heats up again, water pollution is also on the rise across Mongolia and throughout Asia. Each year, industrial facilities dump 300-400 million tons of heavy metals, toxic sludge and other pollutants into the world’s waters, and in Asia, 80-90 percent of wastewater flows untreated back into ground and surface water sources. Yet secrecy around the amount and type of chemicals that companies discharge is still the norm, especially in Asia. Worldwide, 80 percent of countries do not provide comprehensive information on the amount of pollution that companies release into the environment.

A new WRI report, Thirsting for Justice: Transparency and Poor People’s Struggle for Clean Water in Indonesia, Mongolia, and Thailand, examines vulnerable communities’ access to water pollution information in these three countries. It finds that, like many Asian nations, Mongolia, Indonesia and Thailand have all established comprehensive laws that mandate proactive disclosure of water pollution information to the public. Mongolia’s laws, for instance, recognize citizens’ right to obtain environmental data from the government, and establish concrete steps officials must take to release this information to local communities. Yet WRI’s report shows that, despite passing these strong “right to know” laws, Mongolia, Indonesia and Thailand are putting many of their poorest communities at risk by not effectively telling them if their water is safe to use.

Resolving this environmental injustice will require these governments, and others across Asia, to address three barriers that obstruct local communities’ access to information:

Gaps in Local Water Quality Information

Across the world, people need to know if their water sources are too contaminated to drink, cook with, fish or give to their livestock. They need to understand what pollutants companies are releasing into their water sources, how these chemicals will impact their health, which companies are contaminating their waterways and what steps governments have taken to prevent further degradation. Access to this information not only allows families to make more informed choices about their water use, but also enables them to monitor industrial facilities’ compliance with environmental regulations and hold law-breaking polluters to account.

But in Mongolia, Indonesia and Thailand, the data that governments disclose concern ecosystem impacts or threats to overall water quality―not the local, facility-specific and health information that communities need. Mongolia, for instance, does not disclose individual facilities’ pollution discharges, issue permits regulating these discharges or provide companies’ compliance records. Our research partners were also unable to locate any information about health risks associated with using contaminated water, or water quality data for local sources.

In Indonesia, community members face comparable challenges accessing facility-specific information. Although their government publicly rates companies’ compliance with Indonesian environmental regulations, including water pollution controls, officials do not disclose the criteria they use to evaluate compliance. Nor do they release any information on the amount or type of pollutants that facilities dump into local waterways.

Inaccessible Water Pollution Information

The information that Indonesian, Mongolian and Thai governments do release is inaccessible to local community members, many of whom live below the poverty line and reside far from government offices. Villagers in Tsend’s hometown of Tumstii, for example, have few computers and limited internet access, making it nearly impossible for them to navigate national websites or access online databases.

Similarly, when community members in Thailand’s Rayong province submitted information requests to get water data that they couldn’t find online, officials told them that they had to search for the documents in Bangkok—a demand that shifted the burden onto poor villagers to cover travel costs and forfeit a day’s earnings.

Technical, Hard-to-Understand Data

Even when people can successfully access water pollution information, the data that governments provide is so technical that community members cannot understand it. Indonesian fishermen in Serang, a village on the Ciujung River, had to rely on civil society organizations to translate the raw data provided into pictures that they could understand. Mongolian herders also needed local nonprofits to explain the technical responses they obtained through information requests. Community members we interviewed in Thailand received official documents in English, a language they couldn’t speak.

Suffering the Consequences

Without access to pollution information, Tsend can’t protect his grandson from drinking contaminated water. He can’t determine whether it’s safer to give his herd groundwater from a well or let them drink from the river. He can’t meaningfully participate in local decision-making, pressure his government to protect his community from exploitation, or hold companies responsible for environmental violations.

Improving transparency of water pollution data will give Tsend’s village and poor communities throughout Asia access to the information their governments are legally obligated to provide and a voice in the water justice movement. It is an essential first step in claiming their right to clean water. 

In Thailand

This article is the first in a series on WRI’s latest report, Thirsting for Justice: Transparency and Poor People’s Struggle for Clean Water in Indonesia, Mongolia, and Thailand. This post focuses on a Thai community’s fight for information on industrial water pollution.

Complaints about pollution in Map Ta Phut, Thailand, a sprawling industrial estate south of Bangkok, are not new. For decades, residents have voiced concerns about the pollution pouring from more than 140 petrochemical plants, oil refineries and coal-fired power stations. Researchers from nearby organizations and international universities have confirmed local communities’ fears, discovering dangerously high levels of mercury and arsenic in their water. Many have ranked Map Ta Phut as Thailand’s number one toxic hot spot.

Exposure to these pollutants can cause serious health effects. A 2003 Thailand National Cancer Institute study found unusually high rates of cervical, blood and other cancers in Rayong Province, where Map Ta Phut is located. Provincial public health officials have also reported increased numbers of birth deformities, disabilities and chromosome abnormalities, while environmental activists have claimed that pollution from the estate caused at least 2,000 cancer-related deaths from 1996 to 2009.

Yet the Thai government has not responded to communities’ concerns about health risks or made any significant attempt to clean up the region’s water.

Nangsao Witlawan, a former oil refinery worker and Map Ta Phut resident, has stage four cervical cancer and has unanswered questions about her water. But after meeting with officials and company representatives, she still doesn’t know if the water is safe to use or contaminated.

“All the government services — municipalities, public health, the Office of Natural Resources and Environmental Policy and Planning, and the Industrial Estate Authority of Thailand — realized what has been happening with pollution in our community, but they don’t tell or give us the true information,” Witlawan says. “I’ve never received correct and clear information about the water.”

Witlawan’s story, although commonplace across Asia, is surprising in Thailand. On paper, the country has one of the world’s most advanced legal environmental disclosure regimes. Its constitution protects citizens’ right to receive information from the government before the approval or implementation of activities that might have serious environmental, health or quality-of-life impacts on their communities. Nearly ten years ago, it passed strong rules under its Freedom of Information (FOI) law that require officials to proactively disclose environmental and health information to the public. In theory, such legislation should enable Witlawan and all Map Ta Phut residents to access water pollution information. But as a new WRI report finds, implementation of these laws is ineffective, in Thailand and throughout Asia.

The report, Thirsting for Justice: Transparency and Poor People’s Struggle for Clean Water in Indonesia, Mongolia, and Thailand, analyzes vulnerable communities’ access to water pollution information in these three countries. It finds that, like many nations in the region, they have made real progress in protecting citizens’ right to environmental information and enacting laws to ensure governments release water pollution data to local communities. However, as WRI’s study illustrates, weak implementation and limited investments in information disclosure systems are undermining strong “right to know” laws in Thailand, Indonesia and Mongolia. These governments are failing to answer questions about water pollution―information they are legally required to provide.

Proactively Disclosed Information

The Thai, Mongolian and Indonesian governments have made notable progress in establishing “right to know” laws specifying the proactive disclosure of water pollution information. In Thailand, for instance, officials must release companies’ permitting documents, information on the amount of pollutants released, and explanations of public health impacts. Indonesian and Mongolian legislation also mandate that the government provide water quality data, updates on cleanup efforts and information on livelihood impacts. But new research shows that, with few exceptions, these governments are not effectively disclosing the required data, and public access to crucial water pollution information is limited.

Responses to Information Requests

Working with local partners in Thailand, Mongolia and Indonesia, WRI tested the strength of countries’ Freedom of Information laws by tracking 174 local community members’ information requests.

In Indonesia and Mongolia, government agencies ignored over half of information requests, failing to issue even a formal refusal. In some instances, officials asked community members to justify their requests before agreeing to respond, though the law does not require citizens to provide a rationale. Although the Thai government responded to 74 percent of information requests, officials took over 60 days—four times the legally mandated timeframe of 15 days—to reply. Even when officials in all three countries did respond to information requests, they often provided data that related only tangentially to citizens’ questions.

The Ramifications of Poor Implementation

In Map Ta Phut, such poor transparency is undermining public trust in the government. A neighbor of Witlawan’s, Kanis Phonnawin, worries that officials manipulate water pollution data to benefit the estate’s industries. 

“Government agencies paid very little attention to the water problems,” Phonnawin says. “Also, information about each issue released by a government agency always lacks reliability, because most of the information is biased for the sake of petrochemical factories.”

Without the trust of its citizens, a government’s capacity to implement policies, build public support for necessary reforms and enforce the law suffers. A radical shift in information sharing is needed to improve access to water pollution information, restore Phonnawin’s faith in her government, and enable Witlawan to hold companies that do not comply with environmental regulations to account. Improving transparency―not only in Thailand, but across Asia and the developing world―is a critical step forward in the water justice movement.

Voices from the Global Gathering

Last week the Access Initiative hosted its sixth Global Gathering, Open Government for Climate Action, on 5 December – 6 December, 2016, in Paris, as part of the lead up to the Open Government Partnership (OGP) Paris Summit. The Gathering brought together over 95 people from climate, open data, and open government civil society communities to expand new spaces for action and build momentum around implementation of the Paris Agreement on Climate Change.

TAI asked a number of the participants how they can use open government to foster strong climate action in their work moving forward. This is what they said:

Carole Excell, Director, The Access Initiative

You have heard it said before: climate change remains one of the greatest challenges of our times. It affects all future generations. The Paris Agreement brings climate policies down to the national and local sector level in the “real world” where citizens can understand such as decisions around coal power plants, transportation, coastal structures to deal with sea level rise, land restoration, pipelines and adaptation requirements to deal with floods. However in many countries citizens do not a voice or seat at the table when these decisions are being made. To achieve accountability, people need rights that go to the heart of accountability. This requires strong transparency rules to facilitate understanding of power dynamics and culpability that people can participate in decision-making processes in a timely fashion, and that forums exist to address environmental justice demands. Good climate governance requires open and accountable government actions.  The Global Gathering built communities of actors who often work in silos, together for the first time to springboard greater and more effective climate action.  

Augustine B NJAMNSHI Executive Secretary Bioresources Development and Conservation Programme Cameroon & National Coordinator The Access Initiative Cameroon

Although as humans we all have common responsibility to take action to address climate change, some are more responsible than others. This is not only based on the fact that the current climate crises has been principally caused by the past and present production and consumption systems practiced by the global North, but also that they have benefited from it and have the capacity to withstand the shocks of climate change. They therefore owe greater responsibility not only to do more to stop the climate crises, but also a duty to help those who are suffering more from the effects of climate change in the global South.

Now the talking is over, and we need action. Equity and justice have to be translated into national action in every aspect of the climate regime. The farmer on the ground has to see equity and justice in every climate decision made by the government at all levels. There is no need to fight for climate justice at the international level, and then turn to deny the local population what has been fought for and demanded from the global north. After all, it is said he who goes for equity must go with clean hands! The global gathering was an opportunity for us, climate justice and governance advocates to pave the way on how to take the struggle at the national and local levels.

Eco Matser, Hivos, Global Coordinator Climate, Energy and Development

Hivos has been working with civil society organizations in countries such as Malawi, Kenya, Tanzania, Zimbabwe, Indonesia, Nicaragua and Costa Rica on ensuring that governments follow up on their commitments towards ending energy poverty as detailed in the Sustainable Development Goals and the Paris Agreement. Our main focus is on ensuring that decentralized renewable energy – a key component in establishing universal energy access – has the right policy and regulatory environment as well as access to finances from international and domestic climate finance. In many countries CSOs will keep a close eye on national energy budgets and are advocating for policy changes while in others such as in the Indonesian island of Sumba Hivos works in a multistakeholder approach with communities, governments and businesses to ensure the whole island gets powered by renewable energy.

During the Global Gathering Hivos explored the relevance of OGP for tracking international and national climate finance streams (both from donors and from national sources) as well as develop concrete ideas with the transparency and climate movement to increase transparency of climate finance and how to shift investments to be more focused on creating real energy access for the poor.

Renato Morgado, Public Policy Coordinator, Imaflora

Imaflora is one of the organizations responsible for the Brazilian Greenhouse Gas Emission Estimate System (SEEG) promoted by Climate Observatory, a coalition of 35 NGOs. Such initiative provides transparency to Brazilian GHG emissions, disseminating calculation method, database used on national inventory and results per sector, which allows a better comprehension and incidence on Brazilian public policies and climate compromises. We are also developing a web platform for visualization and monitoring of Amazonian timber flows, from harvest to consumption. The platform will allow better transparency in wood sector as well as to improve the combat to illegal logging and Amazon deforestation, main factor to GHG emissions in Brazil.

The Global Gathering helped enhance our performance, enabling an interaction with community of open government and knowledge of transparency, participation, accountability and technology initiatives and tools, which can be applied to the Brazilian context.

Leah Good, Programme Coordinator (Asia Pacific), Transparency International

Transparency International works with our partners around the world to make sure that actions to address and adapt to climate change are free from corruption. TI partners are tracking climate finance to figure out how much money is flowing and make sure it is spent properly. In Bangladesh and the Maldives, two of the most climate vulnerable countries in the world, our partners are working with beneficiaries of adaptation projects to assess their effectiveness. When problems are identified, our teams ensure local voices are heard. In forest-rich countries in Africa and South America, we are promoting governance reforms that will support successful REDD+ schemes to protect forests. Where investments in renewable energy are huge and growing, we are ensuring civil society plays a role in monitoring public contracts.

At the OGP Summit and beyond, we want to see governments commit to address the climate crisis transparently and openly. By bringing together such a broad range of actors and expertise, the Global Gathering helped TI partners forge new alliances, learn from other approaches, and build even more momentum towards a cleaner, greener future.

Using Open Government for Climate Action

Countries made many national climate commitments as part of the Paris Agreement on climate change, which entered into force earlier this month. Now comes the hard part of implementing those commitments. The public can serve an invaluable watchdog role, holding governments accountable for following through on their targets and making sure climate action happens in a way that’s fair and inclusive. But first, the climate and open government communities will need to join forces.

Historically, open government and climate groups have worked in silos, operating in different forums, using different terminology and meeting with different stakeholders. Yet the NGOs, academics and other non-state actors focused on transparent governance and accountability are critically important in the climate arena, especially now that countries must address numerous governance hurdles, including the need for national level institutional coordination, capacity building and political buy-in. Bringing together the open government and climate communities offers an opportunity to develop new strategies that enhance accountable and inclusive climate policy decision-making.

Here are four areas where these communities can lean in together to ensure governments follow through on effective climate action:

1) Expand access to climate data and information.

Open government and climate NGOs and local communities can expand the use of traditional transparency tools and processes such as Freedom of Information (FOI) laws, transparent budgeting, open data policies and public procurement to enhance open information on climate mitigation, adaptation and finance. For example, Transparencia Mexicana used Mexico’s Freedom of Information Law to collect data to map climate finance actors and the flow of finance in the country. This allows them to make specific recommendations on how to safeguard climate funds against corruption and ensure the money translates into real action on the ground.

Civil society NGOs can also provide alternatives to online portals to ensure information is actually reaching local communities. One group in Indonesia, Yayasan Lembaga Konsumen Indonesia (YLKI), uses its weekly consumer radio show to provide a forum around electricity issues in Jakarta. This allows them to directly share information about public rights around electricity services, provide a forum to answer questions, and increase the ability of local residents to address grievances about power cuts and service reliability.

2) Promote inclusive and participatory climate policy development.

Civil society and community groups already play a crucial role in advocating for climate action and improving climate governance at the national and local levels, especially when it comes to safeguarding poor and vulnerable people, who often lack political voice. Public survey research has also found that people want civil society NGOs included in climate policymaking decisions, and believe the process is more legitimate when civil society is involved. Open government and climate civil society groups can use their links with local communities to strengthen the number and type of initiatives used to feed public input into wider policy debates and secure a seat for both men and women at the decision-making table. This can include mobilizing youth awareness, training indigenous leaders on proposed and negotiated climate change legislation and their rights around the principle of “free, prior, and informed consent,” or strengthening NGO participation in government-led roundtables on national climate change agendas.

3) Take legal action for stronger accountability.

Accountability at a national level can only be achieved if grievance mechanisms are in place to address a lack of transparency or public participation, or address the impact of projects and policies on individuals and communities. Civil society groups and individuals can use legal actions like climate litigation, petitions, administrative policy challenges and court cases at the national, regional or international levels to hold governments and businesses accountable for failing to effectively act on climate change. In the Netherlands, for example, the Hague District Court determined the country must further reduce CO2 emissions to adequately address the impacts of climate change and meet their obligation to protect people and the environment. The case was brought by the Urgenda Foundation, a Dutch NGO, and 886 individuals concerned about the country’s ongoing contribution to climate change.

4) Create new spaces for advocacy.

Bringing the climate and open government movements together allows civil society to tap new forums for securing momentum around climate policy implementation. For example, many civil society NGOs are highlighting the important connections between a strong Governance Goal 16 under the 2030 Agenda for Sustainable Development, and strong water quality and climate change policies. WRI is hosting the sixth Global Gathering of The Access Initiative, called “Open Government for Climate Action,” organized in connection with the December Open Government Partnership Summit (OGP). This event will bring together leading thinkers in open government, open data and climate to exchange ideas on how civil society can best engage in implementing national climate policy.

The Gathering will also inform future open government commitments made by OGP member countries, including many of the countries responsible for the largest emissions of greenhouse gases, such as the EU, United States, Mexico, Indonesia and Brazil. The Gathering and Summit offer exciting opportunities to bring together the separate worlds of open government and climate. Together, they will help spur accountable and inclusive climate action that improves the lives of local communities.

South Africa Reaffirms Right to Access Environmental Information

By Rachel Mulbry (Posted: December 3, 2014) 

For years, residents in the Vaal Triangle, near Johannesburg, South Africa, complained of groundwater contamination from the nearby steel industry. Environmental activists with the Vaal Environmental Justice Alliance (VEJA) realized over a decade ago that having access to information about the industry’s environmental impacts would be essential in order to hold major polluters accountable for potentially illegal contamination. After years fighting in the courts, VEJA’s efforts were reaffirmed on November 26, 2014 by a Supreme Court of Appeal decision that dismissed an appeal by steel giant Arcelor Mittal (AMSA), forcing the company to release its Environmental Master Plan to VEJA. The Master Plan contains the documentation of pollution levels at AMSA’s facilities in the region, as well as its plans for environmental remediation. In their appeal, Arcelor Mittal argued that VEJA’s request to the company for environmental information, made in 2011 under South Africa’s Promotion of Access to Information Act (PAIA), was too vague and usurped the responsibilities of environmental regulatory agencies. The Supreme Court decision countered these arguments, stating that VEJA’s request was made in the public interest. The Court’s decision explained that in order to prove public interest, the requestor must supply a legitimate rationale for why the information is “reasonably required for the exercise or protection of his or her rights.” Arcelor Mittal’s history of environmental contamination in South Africa legitimated VEJA’s claim that access to information about the company’s environmental impacts was in the public interest. The case also highlighted the strategic legal value of comparing a company’s actions to their social and environmental commitments. Multiple annual reports from Arcelor Mittal contain a commitment to engage key stakeholders, including environmental organizations and affected communities. The company’s decade-long refusal to provide VEJA with relevant environmental information despite these commitments highlighted the discrepancy between company policy and actions. Robyn Hugo, an attorney at the Centre for Environmental Rights, which represented VEJA in the case, reiterated that the ruling “confirmed that this approach is not only disingenuous, but unacceptable.” Most importantly, the Court upheld the constitutional provision that “everyone has the right to an environment that is not harmful to their health or wellbeing” and highlighted the intrinsic connection between this right and the right of access to information. As VEJA Coordinator Samson Mokoena explained, “this judgment confirms what we have known all along – that we have a Constitutional right to know what AMSA’s impacts are on our health and the environment. Polluting companies like AMSA can no longer to try to hide this kind of information.” Moving forward, the ruling will have important implications for the governance of resource-intensive activities, including South Africa’s large mining sector. No longer will companies be able to safely assume that they can ignore or refuse requests for environmental information while publicly espousing good governance and a commitment to environmental protection. As the Court ruling concluded, “Corporations operating within our borders, whether local or international, must be left in no doubt that in relation to the environment in circumstances such as those under discussion, there is no room for secrecy and that constitutional values will be enforced.” This is an important victory for VEJA, the Centre for Environmental Rights and the residents of the Vaal Triangle. It is also represents a significant step forward for access rights champions across South Africa. The Access Initiative congratulates all those who worked to achieve this outcome. The complete Supreme Court of Appeals ruling can be found here.

Heavy Metals in the Water of Kriva Reka, Macedonia

By Kiril Ristovski (Posted: October 13, 2008) 

The waters that are close to the mine have indicated pollution of a level-5 category, and the concentrations of lead have been above the allowed maximum level.

Presence of the heavy metals above the maximum allowed level can be found in the waters of Kriva Reka. This is a clear assessment of the results under the State Inspectorate Kumanovo, even though the assessment is late by a few months. The pollution is closest to the manufactured capacity and to the arid part of the ROC “Toranica,” according of the toxicological analysis that has been obtained from the Institute for Health Protection on the Initiative of the Fishery Organization, “Mrena” from Kriva Palanka. Measurements were taken from the location across the mine, the exact spot of the waters of Toranicka Reka.

The presence of lead was 144 000 mg,kg, which is 5 times over the maximum allowed concentrations of 30 000. These examples correspond with level-5 category of water quality. The measurements of the Kriva Reka around the arid place were showing classification on waters that belong to level-3 and level-4 water quality category .But there is one important missing part in this analysis, which is there have not been measurements of lead or zinc. The waters of Kriva Reka that are close to the pumps for drinking water are in correspondence with level-2 category of water quality.

The State Inspectorate for the Environment has announced information about results which were showing much higher presence of heavy metals on the river around the mine Toranica, but they did not give more detailed answers about the pollution. The company, “Indo minerali I metali,” will be supplied agreements, with directions about the methods and procedures regarding the regulation and taking sanctions on the pollution in that region. This was the last response directly from the State Inspectorate for the Environment.

This company has claimed that from the beginning of the pollution of the river, they had been working under regular ecological standards, taking care of the environment protection, and that their analysis has been regular. They also said that if anything goes wrong by cause of their work, they would take care of everything to protect the natural resources.

The Governmental Institutions have been inaccessible for information The residents have been reacting for three months, and they did not have adequate official information. Also, Florozon, the NGO from Skopje (under the project TAI assessment in Macedonia), has been conducting assessment for the impact of the biggest polluters of the environment in Macedonia, and ROC “Toranica” has been taken under examination through this project.

Their assessments were focused on the public access to information, public participation and access right to justice, national transparency and Government contribution regarding the environmental protection and peoples’ rights. This initiative is the biggest net in the entire world and has commitments for citizen’s insurance regarding their rights and opportunities for participations in the decision making processes related with environmental issues.

The State Inspectorate for the Environment did not respond on the official request letter regarding the results from the conducted measurement and results of the water quality of Kriva Reka. They did not act according to the law, and after one month, no one has managed to get information from the State Inspectorate for the Environment. This kind of non-compliance is not acceptable because Macedonia is party to the Aarhus Convention. This convention is based on the access right to information, public participation in the decision-making process regarding the environmental issues, according to Florozon.

According to Florozon, the assessment for the access right to information, which have been obtained by Octa, Feni, Sasa and Pollution of Kamenicka Reka, has had a bad experience, so their final report that will be delivered to the European Institutions will contain negative values.

The next step after this assessment, according to Florozon, will be the implementation of the recommendations from the TAI assessment, with an aim for capacity building of the government and of the civil associations, in order for a strong national capacity to be built. The legal recommendations are directed toward changing the law’s articles and changing government practice.

Kiril Ristovski Skopje 02.10.2008

See Also:

Zinc and Lead Flowing Into the River of Kamenicka Reka

Freedom of Information Victory in India

By Lalanath de Silva (Posted: January 28, 2008)

For the first time in its ten-year history, the National Environmental Appellate Authority* (NEAA) has overturned a decision by the Government of India, quashing an environmental clearance granted by the Ministry of Environment and Forests. In its decision, the Appellate Authority cited a failure of public participation and access to information.

On December 19, 2007, the NEAA quashed environmental clearance for the Polavaram Multipurpose project granted by the Ministry of Environment and Forests. The project, which would have displaced close to 3000 families (totaling about 200,000 people) in the States of Andhra Pradesh, Orissa and Chattisgarh, was to have included a hydroelectric power component of 960 MW and irrigation facilities. The project was proposed by the State of Andrah Pradesh.

The project was opposed by civil society organizations on the grounds that the required Environmental Impact Assessment had been performed inadequately, and the Ministry of Environment and Forests had failed to conduct any public hearings in the affected States of Orissa and Chattisgarh.

During the hearing, both States contended that the legally required environmental clearance was granted by the Ministry of Environment without considering the opinion of the states though they were affected by submergence.

Immediately after the Appellate Authority’s decision, the State Government (Andrah Pradesh) filed a petition for the Andra Pradesh High Court (the highest court in the State) to review the case. The Court has now temporarily suspended the decision of the Appellate Authority and fixed a hearing for February 11.

The NEAA found that:

  • People to be affected by the project had no access to the executive summary in the notified place
  • People to be affected by the project had no opportunity to participate in public hearings and express their view on the likely environmental impact of the construction of the project

The Appeal against the clearance was filed by Dr R. Sreedhar of Academy for Mountain Environics and represented by Ritwick Dutta. Dutta is a leader of the TAI network in India, and is preparing to launch a formal, TAI assessment of access to justice, public participation, and access to information in Northern India.

*The National Environmental Appellate Authority is the only competent Authority set up by Parliament through an Act to hear appeals from aggrieved/ affected persons against the grant of environmental clearances by the Ministry of Environment and Forests to different projects across the country.

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